A surrogate endpoint is a biomarker or intermediate clinical outcome used instead of a direct clinical endpoint to predict the clinical benefit of a drug. It serves as a substitute for a primary endpoint, offering benefits when it can be measured earlier or more conveniently. Before using a surrogate endpoint for scientific conclusions, its qualification must be assessed. A valid surrogate endpoint must meet two associations: I-Association (the association between the surrogate and true endpoints, such as disease response and overall survival) and T-Association (the association between treatment effects on both endpoints, such as odds ratio and hazard ratio). I-association is commonly evaluated, but T-association is often overlooked. This study proposes methods to assess T-association since both treatment effects are estimated as two random variables. We assume that the treatment effects on the surrogate and true endpoints follow a bivariate normal distribution, where the key evaluation metric is the correlation coefficient, which quantifies the relationship between treatment effects on both endpoints. The model parameters, including the correlation coefficient of interest, are estimated using maximum likelihood, restricted maximum likelihood, and a Bayesian approach. Simulated data and real-world data are used to demonstrate these methods. In simulations, we evaluate bias, standard error, and coverage probability. This method will serve as the statistical foundation for future FDA accelerated approval drugs.
Competing Interest StatementThe authors have declared no competing interest.
Funding StatementThis study did not receive any funding
Author DeclarationsI confirm all relevant ethical guidelines have been followed, and any necessary IRB and/or ethics committee approvals have been obtained.
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I understand that all clinical trials and any other prospective interventional studies must be registered with an ICMJE-approved registry, such as ClinicalTrials.gov. I confirm that any such study reported in the manuscript has been registered and the trial registration ID is provided (note: if posting a prospective study registered retrospectively, please provide a statement in the trial ID field explaining why the study was not registered in advance).
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I have followed all appropriate research reporting guidelines, such as any relevant EQUATOR Network research reporting checklist(s) and other pertinent material, if applicable.
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Data AvailabilityAll data produced in the present work are contained in the manuscript
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